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Personal Financial Planning

A Certified Financial Planner Board of Standards Inc. Registered Program

Overview

This program is registered with Certified Financial Planner Board of Standards, Inc. CFP Board is a certifying organization whose mission is to benefit the public by fostering professional standards in personal financial planning.

Who Should Attend

  • Bankers, accountants, stockbrokers and attorneys
  • Mid-career professionals in the finance industry who want to hone their skills
  • College graduates and other individuals
    who are considering a career in personal financial planning

Career Insight

Occupational summary for personal financial advisors. Source: Economic Modeling Specialists Intl.

206,436
Annual Job Openings
(2019)
13.3%
Projected Growth
(2019-2029)
$88k
Median Salary
(Highly experienced workers can earn up to $226k)

Program Benefits

  • Obtain knowledge and skills that will enable you to offer sound financial advice and quality client service
  • Acquire the job knowledge requirements to sit for the CFP® Board’s CFP® Certification Examination
  • Strengthen your professional network
  • Program formats include: online and on campus (regular and accelerated)
  • Students receive $100 discount on Dalton Education's CFP exam review course

Note: Students pursuing the educational requirements to sit for the CFP® Certification Examination are required to complete the 8 required courses. Upon completion, please create an account at www.cfp.net and then email FinancePrograms@ce.uci.edu with your CFP ID# to have your eligibility submitted to the CFP Board. For those eligible for Challenge Status, you only need to complete the capstone Practicum course. To submit your eligibility for the CFP® Certification Examination, please email education@CFPBoard.org with your full name, CFP ID#, transcript for the capstone course and documentation verifying your designation to qualify for challenge status. Students who pass the examination must also fulfill the work experience and ethics requirements as required by the CFP Board to become a Certified Financial Planner™. For more information about these requirements, visit the CFP Board at www.cfp.net.

Kelly Erickson shares her story about how her PFP certificate led to her earning her CFP® and graduate degree.

Best Online Programs. Financial Planning Certificates. TheBestSchools.org 20 Best Online Certified Financial Planning (CFP) Programs

UCI Continuing Education's
Personal Financial Planning Certificate Program
is ranked #5 by TheBestSchools.org

Course Schedule

Choose the path that fits your needs: complete this program in as little as one year by taking two courses per quarter. Please contact Francine Berg at FinancePrograms@ce.uci.edu for assistance in developing a personalized course plan.

Required Courses

TitleWinterSpringSummerFall
MGMT X433.20
Principles of Financial Analysis (3.00 Units)
MGMT X433.20
to be scheduled Campus Online to be scheduled
MGMT X433
Survey of Personal Financial Planning (4.00 Units)
MGMT X433
to be scheduled Online Remote to be scheduled
MGMT X433.7
Insurance Planning (4.00 Units)
MGMT X433.7
  Online   to be scheduled
MGMT X433.1
Investment Planning (4.00 Units)
MGMT X433.1
to be scheduled   Remote  
MGMT X433.2
Income Tax Planning (4.00 Units)
MGMT X433.2
  Online   to be scheduled
MGMT X433.8
Retirement Planning (4.00 Units)
MGMT X433.8
to be scheduled   Online  
MGMT X433.9
Estate Planning (4.00 Units)
MGMT X433.9
  Campus   to be scheduled
MGMT X433.21
Personal Financial Planning Practicum (4.50 Units)
MGMT X433.21
to be scheduled   Remote  

Course schedules are subject to change. Individual courses may be taken without enrolling in the full certificate.

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Academic Calendar

Event Spring 2020 Summer 2020 Fall 2020 Winter 2021
Registration Begins Jan 24 Apr 24 Jul 17 Oct 23
Courses Begin* (week of) Mar 30 Jun 22 Sep 21 Jan 4
Courses End* (week of) Jun 8 Sep 7 Dec 14 Mar 15
Parking Permits Expire Jun 30 Sep 30 Dec 31 Mar 31
Administrative Holidays Mar 27, May 25 Jul 3, Sep 7 Nov 11, Nov 26-27, Dec 24-25, Dec 31 Jan 1, Jan 18, Feb 15

*Actual dates may vary by program.

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Certificate Eligibility and Requirements

Learn How To Earn Your Certificate A certificate is awarded upon completion of eight required courses each with a grade of "C" or above for a total of 315 hours of instruction. To become an official candidate in the program, students pursuing the certificate must submit a Declaration of Candidacy with a non-refundable $125 application fee. Students are encouraged to declare candidacy as soon as possible, but no later than after the third course in the program. To receive the digital certificate after completing all program requirements, students must submit a Request for Certificate. All requirements must be completed within five (5) years after the student enrolls in his/her first course. Students not pursuing a certificate are welcome to take as many individual courses as they wish.

Is CFP® Certification Worth Your Time & Money? View PDF.

CE Credit

The following courses are eligible for Continuing Education Units from the State of California Department of Insurance:

  • MGMT X433.7 Insurance Planning (30 hours both classroom and online format)
  • MGMT X433.8 Retirement Planning (33 hours classroom and 20 hours online format)
  • MGMT X433.9 Estate Planning (30 hours classroom and 20 online format)

Transfer Credit

Students who complete the Personal Financial Planning Certificate Program (including the accelerated option) are eligible to transfer credits into a graduate degree in financial planning at California Lutheran University. Please note a grade of “B” or higher is required for transfer credit. Learn more about transferring credit.

“My experience in UCI Division of Continuing Education's Personal Financial Planning certificate program made me a better financial planner. Earning the UCI PFP Certificate and then the CFP® mark were essential to advancing in my profession. While in UCI Division of Continuing Education's program, I decided to enroll in California Lutheran's graduate degree program in financial planning to take my career even further. Having UCI's coursework transfer to Cal Lu's program was fantastic, as I am not sure that I would have pursued it otherwise. The combination of the UCI PFP certificate and Cal Lu's graduate degree is a match made in heaven. It really elevates you in the minds of your clients.” Cindy Havenhill, CFP®, M.B.A.

Is CFP® Certification Worth the Time and Money?
Recorded 6/2/2020
View Webinar

How to Help Your Clients Maximize Health Savings Account's Benefits
Recorded 1/29/2020
View Webinar

Advisory Committee

  • Linda Barlow, CFP®, financial consultant and Principal, Barlow & Parker Wealth Managers
  • Don DeBok, CFP®, Financial Planner
  • Michael Feldman, Head of the Wealth and Private Bank, Union Bank
  • Delia Fernandez, CFP®, financial planner, Fernandez Financial Advisory
  • Ryan Hook, CFP®, Wealth Manager, Creative Planning, Inc.
  • Ray Kim, CFP®, President and CEO, Diligent Financial Group, Inc.
  • Gary Miller, CFP®, Principal, Trusted Financial Advisors
  • Timothy Neuville, CFP®, ChFC, CLU, financial advisor, Raymond James Financial Services

On-site Training Available

Our Corporate Training specialists can deliver this program or customize one that fits your organization’s specific needs. Visit Corporate Training or call (949) 824-1847 for information.

English Proficiency Requirement
All certificate programs at UCI Division of Continuing Education (classroom and online formats) require professional-level English language proficiency in listening and note-taking, reading comprehension and vocabulary, written expression, and oral presentation.

CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP marks are certification marks owned by Certified Financial Planner Board of Standards Inc. These marks are awarded to individuals who successfully complete CFP Board's initial and ongoing certification requirements.

The CFP® certification is the most widely recognized financial planning certification in the U.S. UCI Division of Continuing Education does not certify individuals to use the CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP certification marks. CFP® certification is granted only by Certified Financial Planner Board of Standards Inc. to those persons who, in addition to completing an educational requirement such as this CFP Board-Registered Program, have met its ethics, experience, and examination requirements. Students interested in sitting for the exam must complete all of the required courses.

Continuing Education Units from the State of California Department of Insurance are available for some courses.